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AG

Aaron Z. Gadouas

E.F. HUTTON & CO. LLC
New York, NY
Some features on this profile are disabled
CRD#: 1577313
AG

Professional summary


Aaron Zane Gadouas, who also goes by Aaron Gadouas, is a registered financial professional currently at E.F. HUTTON & CO. LLC located in New York, New York.

Aaron is registered as a RR (Registered Representative) and started their career in finance in 1992. Aaron has worked at 7 firms and has passed the Series 63, Series 50, Series 79TO, Series 52TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Aaron Gadouas

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Aaron Zane Gadouas's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

March 7, 2025 - Present

E.F. HUTTON & CO. LLC

BD
CRD#: 322687
New York, NY
Past

June 2, 2014 - February 24, 2025

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
Naples, FL
Past

March 10, 2010 - May 6, 2014

STERN BROTHERS & CO.

BD
CRD#: 16325
CHICAGO, IL
Past

September 6, 2006 - March 18, 2009

VTRADER PRO, LLC

BD
CRD#: 131920
SAN FRANCISCO, CA
Past

May 1, 2006 - June 23, 2006

VTRADER, LLC.

BD
CRD#: 101540
SAN FRANCISCO, CA
Past

October 3, 2000 - October 4, 2006

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL
Past

December 6, 1994 - October 10, 2000

ABN AMRO INCORPORATED

BD
CRD#: 15776
STAMFORD, CT
Past

November 10, 1992 - December 1, 1994

LASALLE FINANCIAL SERVICES, INC.

BD
CRD#: 20373
CHICAGO, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(3/12/2025)
RR
Arizona
(3/12/2025)
RR
California
(3/12/2025)
RR
Delaware
(3/12/2025)
RR
Florida
(3/12/2025)
RR
Illinois
(3/12/2025)
RR
Kansas
(3/12/2025)
RR
Maryland
(3/12/2025)
RR
Montana
(3/12/2025)
RR
Nevada
(3/12/2025)
RR
New York
(3/12/2025)
RR
Oregon
(3/12/2025)
RR
Texas
(3/12/2025)
RR
Virgin Islands
(4/8/2025)
RR
Washington
(3/12/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 4/7/2010
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/30/2003
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm


EH
E.F. HUTTON & CO. LLC
E.F. HUTTON & CO. LLC | WH CAPITAL LLC

CRD#: 322687 / SEC#: , 8-70957

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Mailing Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151
Phone number
(917) 855-5924
Established
New Mexico since 06/29/2022
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
CRAPPS, WILLIAM HAYWOOD JRCO-CCO, COO, FINOP, PFO, POO4189289
RALLO, JOSEPH THOMASCEO5184862
SWANSTON, DUNCAN BOSWELLPRESIDENT5402343
UPADHYAY, SNEHACO-CCO7596256

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


E.F. HUTTON & CO. LLC

CRD#: 322687New York, NY

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