Brian A. Gilmore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Anthony Gilmore was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1988. Brian had worked at 8 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2010 - December 10, 2012
EQUINOX SECURITIES, INC.
May 10, 2008 - October 21, 2008
EQUINOX SECURITIES, INC.
July 16, 2005 - May 8, 2008
ZECCO TRADING, INC.
September 3, 2002 - September 27, 2002
LAIDLAW GLOBAL SECURITIES, INC.
August 15, 2002 - June 17, 2005
CAPSTONE INVESTMENTS
August 4, 1993 - February 28, 2000
COAST PARTNERS FINANCIAL CORPORATION
January 24, 1992 - July 14, 1992
BARRINGER RYAN VANCE, INC.
March 9, 1989 - April 7, 1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
May 25, 1988 - November 13, 1989
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUINOX SECURITIES, INC.
CRD#: 145790 / SEC#: , 8-67752
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUINOX CAPITAL HOLDINGS, INC. | OWNER | |
| OLIVEIRA, STEPHEN MICHAEL | PRESIDENT/CFO/CCO/MSRB/AMLCO | 1880054 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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