Craig Douglas Hundt SR

Craig D. Hundt

PRAIRIE WEALTH ADVISORS | President/Owner
Lincoln, NE 68510
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CRD#: 1577076
Craig Douglas Hundt SR

Professional summary


Craig Douglas Hundt SR, AIF® is a registered financial advisor currently at PRAIRIE WEALTH ADVISORS, INC. located in Lincoln, Nebraska.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Craig has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer


What are your service offerings?
Insurance
Loans/credit services
Philanthropic services
Trust & estate planning
Executive services/Equity comp...
Financial planning
Trading individual securities
Retirement planning
What is your current number of clients?
Greater than 100
What is your minimum asset requirement?
500K
Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - RIA


Click below to view Craig Douglas Hundt SR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

Experience


Current

November 5, 2012 - Present

PRAIRIE WEALTH ADVISORS, INC.

Office #1: 8101 O Street Suite 301, Lincoln, NE 68510
RIA
CRD#: 165266
Lincoln, NE
Past

October 22, 2012 - December 23, 2021

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
LINCOLN, NE
Past

September 18, 2003 - October 23, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA
CRD#: 11025
LINCOLN, NE
Past

September 11, 2003 - October 23, 2012

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

BD
CRD#: 11025
LINCOLN, NE
Past

July 31, 1997 - September 25, 2003

CITIGROUP GLOBAL MARKETS INC.

RIA
CRD#: 7059
LINCOLN, NE
Past

July 31, 1993 - September 25, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

February 22, 1988 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

November 21, 1986 - February 19, 1988

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PRAIRIE WEALTH ADVISORS, INC.
HUNDT CAPITAL MANAGEMENT, INC. | PRAIRIE WEALTH ADVISORS, INC.

CRD#: 165266 / SEC#: 801-77062

RIA
Registered Investment Advisory firm - (9/21/2012 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Nebraska
(11/5/2012)

Exams


State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 31
Date: 4/4/1997
Futures Managed Funds Examination
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


PW
PRAIRIE WEALTH ADVISORS, INC.
HUNDT CAPITAL MANAGEMENT, INC. | PRAIRIE WEALTH ADVISORS, INC.

CRD#: 165266 / SEC#: 801-77062

RIA
Registered Investment Advisory firm - (9/21/2012 Approved)
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Contact information


Main Address
10250 Regency Circle Suite 115, Omaha, NE 68114
Mailing Address
Phone number
(402) 505-6810
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (11 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts388
AUM (Assets Under Management)$ 472,221,240

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PRAIRIE WEALTH ADVISORS, INC.

President/OwnerCRD#: 165266Lincoln, NE 68510

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Contact information


(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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