Christopher C. Burgin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Cathell Burgin, CFP®, who also goes by Chris Burgin, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1986. Christopher had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2016 - August 29, 2022
TRUIST ADVISORY SERVICES, INC.
June 28, 2005 - January 6, 2017
TRUIST INVESTMENT SERVICES, INC.
June 27, 2005 - August 29, 2022
TRUIST INVESTMENT SERVICES, INC.
June 25, 2003 - July 15, 2005
TRUIST SECURITIES, INC.
June 20, 2003 - June 30, 2005
TRUIST SECURITIES, INC.
September 12, 1997 - June 26, 2003
LEGG MASON WOOD WALKER, INCORPORATED
September 12, 1997 - June 26, 2003
LEGG MASON WOOD WALKER, INCORPORATED
May 31, 1988 - September 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 22, 1986 - June 21, 1988
ALEX. BROWN & SONS INCORPORATED
Primary Firm SEC Registration
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRUIST ADVISORY SERVICES, INC.
CRD#: 283390 / SEC#: 801-107729
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 124,363 |
| AUM (Assets Under Management) | $ 67,736,740,585 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/24/2025 | ||
| 03/28/2024 | ||
| 04/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
