Jay F. Lane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jay Francis Lane JR was a registered financial advisor .
Jay is a previously registered financial advisor and started their career in finance in 1987. Jay had worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 14, 2011 - February 19, 2013
EQUITEC PROPRIETARY MARKETS, LLC
November 12, 1999 - December 31, 2003
ABBEY FINANCIAL,LLC
August 8, 1989 - August 10, 1990
FIRST OPTIONS OF CHICAGO, INC.
January 11, 1989 - July 29, 1989
SECURITIES SETTLEMENT CORPORATION
October 13, 1987 - January 2, 1989
FIRST OPTIONS OF CHICAGO, INC.
February 24, 1987 - February 10, 1988
WALSH, GREENWOOD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EQUITEC PROPRIETARY MARKETS, LLC
CRD#: 113728 / SEC#: , 8-53363
Contact information
Documents
Disclosures
| Regulatory Event | 18 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
