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John Michael Curran

CRD# 1576877·Registered 1989 - 2008
Barred: John Michael Curran was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

John Michael Curran, who also goes by Jack Curran, John Muchael Curran, John Curran, was a registered financial advisor. John was a previously registered financial professional and started their career in finance 1989 - 2008. John had worked at 6 firms and has passed the Series 63, Series 7, Series 4, Series 24 and Series 8 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jack Curran, John Muchael Curran, John Curran

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

37 years in the financial services industry

Current & Past Employments

EDI FINANCIAL, INC.·CRD# 15699
BD
Dallas, TX
July 27, 2004 - December 22, 2008
CENTERPOINT SECURITIES INC.·CRD# 104301
BD
Dallas, TX
December 13, 2000 - December 31, 2001
FOUNDERS EQUITY SECURITIES INC.·CRD# 41855
BD
Dallas, TX
October 20, 1998 - July 15, 2004
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
September 12, 1997 - October 12, 1998
FIRST SOUTHWEST COMPANY, LLC·CRD# 316
BD
Dallas, TX
December 10, 1992 - September 9, 1997
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
March 21, 1989 - November 27, 1992

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Current Firm

EF
EDI FINANCIAL, INC.

EDI FINANCIAL, INC. | R.R. ORR & ASSOCIATES INC. | HIBLER & ORR INC.

CRD#: 15699 / SEC#: 8-32566
BD
Terminated by SEC on 02/03/2017

Contact Information

Established

Texas since 11/05/1984

Firm Type

Corporation

Fiscal Year End

March

Documents

Direct owners and executive officers

NamePositionCRD#
PRINZ, MARTIN WILLIAMPRESIDENT, DIRECTOR, CSO, CCO1330601
DAILY, JAY PATRICKSHAREHOLDER1471899
JOHN, VARKEYFINOP4530162

Disclosures

Regulatory Event

11

Arbitration

4

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1990About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Mar 1989About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Dec 1998About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Feb 1995About the Series 24 exam

Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)

Passed Feb 1992

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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