John M. Curran
Professional summary
John Michael Curran was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
John is a previously registered financial professional and started their career in finance in 1989. Prior to being barred, John had worked at 6 firms, which includes EDI FINANCIAL INC., CENTERPOINT SECURITIES INC., FOUNDERS EQUITY SECURITIES INC., WELLS FARGO CLEARING SERVICES LLC, FIRST SOUTHWEST COMPANY LLC, J.P. MORGAN SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2004 - December 22, 2008
EDI FINANCIAL, INC.
December 13, 2000 - December 31, 2001
CENTERPOINT SECURITIES INC.
October 20, 1998 - July 15, 2004
FOUNDERS EQUITY SECURITIES INC.
September 12, 1997 - October 12, 1998
WELLS FARGO CLEARING SERVICES, LLC
December 10, 1992 - September 9, 1997
FIRST SOUTHWEST COMPANY, LLC
March 21, 1989 - November 27, 1992
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/4/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
EDI FINANCIAL, INC.
CRD#: 15699 / SEC#: , 8-32566
Contact information
Documents
Disclosures
| Regulatory Event | 11 |
| Arbitration | 4 |
Red Flags
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