Scott A. Rude
Professional summary
Scott Allen Rude was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Scott is a previously registered financial professional and started their career in finance in 1986. Prior to being barred, Scott had worked at 5 firms, which includes TUSCHNER & COMPANY INC., MILLER JOHNSON STEICHEN KINNARD INC., FAIRCHILD FINANCIAL GROUP INC., FINNET SECURITIES INC., IRI SECURITIES CORPORATION.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 2, 1995 - March 13, 1997
TUSCHNER & COMPANY, INC.
February 1, 1991 - April 12, 1995
MILLER JOHNSON STEICHEN KINNARD, INC.
January 11, 1990 - February 5, 1991
FAIRCHILD FINANCIAL GROUP, INC.
February 9, 1989 - January 17, 1990
FINNET SECURITIES, INC.
October 15, 1986 - November 10, 1988
IRI SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TUSCHNER & COMPANY, INC.
CRD#: 36037 / SEC#: , 8-47007
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
