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Scott Allen Rude

CRD# 1576260·Registered 1986 - 1997
Barred: Scott Allen Rude was barred by both the FINRA and the SEC and is not permitted to conduct business in the covered capacity.

Professional Summary

Scott Allen Rude, who also goes by Scott Alan Rude, was a registered financial advisor. Scott was a previously registered financial professional and started their career in finance 1986 - 1997. Scott had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Scott Alan Rude

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

TUSCHNER & COMPANY, INC.·CRD# 36037
BD
St. Cloud, MN
June 2, 1995 - March 13, 1997
MILLER JOHNSON STEICHEN KINNARD, INC.·CRD# 694
BD
Minneapolis, MN
February 1, 1991 - April 12, 1995
FAIRCHILD FINANCIAL GROUP, INC.·CRD# 21404
BD
New York, NY
January 11, 1990 - February 5, 1991
FINNET SECURITIES, INC.·CRD# 17960
BD
February 9, 1989 - January 17, 1990
IRI SECURITIES CORPORATION·CRD# 10004
BD
October 15, 1986 - November 10, 1988

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Current Firm

T&
TUSCHNER & COMPANY, INC.

TUSCHNER & COMPANY, INC.

CRD#: 36037 / SEC#: 8-47007
BD
Revoked by SEC on 03/21/2000

Contact Information

Established

Minnesota since 10/13/1993

Firm Type

Corporation

Fiscal Year End

March

Documents

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Feb 1987About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Oct 1986About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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