Nancy C. Stice
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nancy Carrol Stice, who also goes by Nancy C Lincoln, was a registered financial professional .
Nancy is a previously registered financial professional and started their career in finance in 1986. Nancy had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 6, 2006 - December 31, 2007
STICE FINANCIAL SOLUTIONS
August 12, 2004 - November 2, 2015
INTERVEST INTERNATIONAL, INC.
August 24, 2000 - November 2, 2015
INTERVEST INTERNATIONAL EQUITIES CORPORATION
December 23, 1998 - August 23, 2000
SECURITIES SERVICE NETWORK, LLC
December 1, 1998 - December 23, 1998
SECURITIES SERVICE NETWORK, LLC
July 23, 1996 - November 30, 1998
THE INVESTMENT CENTER, INC.
April 21, 1993 - July 25, 1994
RAYMOND JAMES FINANCIAL SERVICES, INC.
October 22, 1986 - February 3, 1993
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
