Gregory S. Courter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Scott Courter, CFP®, who also goes by Greg Courter, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 1986. Gregory had worked at 11 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2005
Experience
March 2, 2011 - December 31, 2012
MONTGOMERY ASSET MANAGEMENT, LLC
August 14, 2007 - August 14, 2008
TRUIST INVESTMENT SERVICES, INC.
April 11, 2007 - August 14, 2008
TRUIST INVESTMENT SERVICES, INC.
November 9, 2006 - April 12, 2007
SPC
November 9, 2006 - April 12, 2007
SIGMA FINANCIAL CORPORATION
February 14, 2006 - August 2, 2006
BB&T ASSET MANAGEMENT, INC.
April 19, 2005 - December 14, 2005
BB&T INVESTMENT SERVICES, INC.
September 8, 2004 - October 29, 2004
JBS LIBERTY SECURITIES, INC.
March 13, 2002 - March 11, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 6, 2000 - March 4, 2002
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 28, 1998 - October 26, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 21, 1986 - September 18, 1998
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MONTGOMERY ASSET MANAGEMENT, LLC
CRD#: 150586 / SEC#: 801-71711
Contact information
Red Flags
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