Daniel T. Knight
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Taylor Knight was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1986. Daniel had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2021 - June 10, 2022
CORNERSTONE PORTFOLIO RESEARCH
December 3, 2020 - January 20, 2021
RISEMINT
May 15, 2018 - October 23, 2020
SUMMIT WEALTH ADVISORS, INC.
January 3, 2012 - November 26, 2013
SCHWAB WEALTH ADVISORY, INC.
August 17, 2011 - December 31, 2011
CHARLES SCHWAB & CO., INC.
August 1, 2011 - November 26, 2013
CHARLES SCHWAB & CO., INC.
November 18, 1986 - May 23, 1989
SALOMON BROTHERS INC.
Primary Firm SEC Registration
CORNERSTONE PORTFOLIO RESEARCH
CRD#: 315130 / SEC#: 801-121634
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE PORTFOLIO RESEARCH
CRD#: 315130 / SEC#: 801-121634
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 4,995 |
| AUM (Assets Under Management) | $ 1,848,592,587 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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