Monica M. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Monica Merrer White, who also goes by Monica Ann Merrer, was a registered financial professional .
Monica is a previously registered financial professional and started their career in finance in 1986. Monica had worked at 10 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 7, 2011 - July 6, 2017
SLD AMERICA EQUITIES, INC.
September 9, 2010 - November 29, 2016
VOYA RETIREMENT ADVISORS, LLC
May 14, 2009 - July 6, 2017
DIRECTED SERVICES LLC
April 20, 2006 - February 8, 2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
July 23, 1997 - July 6, 2017
VOYA FINANCIAL PARTNERS, LLC
July 21, 1997 - September 21, 2000
AETNA FINANCIAL SERVICES, INC.
July 26, 1996 - June 10, 1997
LINCOLN FINANCIAL DISTRIBUTORS, INC.
March 1, 1996 - May 29, 1996
MML INVESTORS SERVICES, LLC
January 16, 1990 - March 1, 1996
G. R. PHELPS & CO., INC.
December 6, 1986 - April 24, 1989
NORTH AMERICAN INVESTMENT CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SLD AMERICA EQUITIES, INC.
CRD#: 36259 / SEC#: , 8-47089
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SECURITY LIFE OF DENVER INSURANCE COMPANY | PARENT OF BROKER/DEALER | |
| ANDERSON, KELLY MARIE | DEPUTY COMPLIANCE OFFICER | 1819119 |
| BURNS, BRANDI JO | PRESIDENT | 5862366 |
| DIXIT, ANURAKT | CHAIR/DIRECTOR | 8029030 |
| ESLINGER, CHAD MICHAEL | CHIEF COMPLIANCE OFFICER | 4182299 |
| KILIAN, CONRAD JOHANN | FINANCIAL AND OPERATIONS PRINCIPAL | 6214509 |
| SOCHA, KEVIN ROBERT | DIRECTOR | 7241694 |
| WIESE, AMY JO | DIRECTOR | 5928677 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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