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LS

Lesa R. Skarlot

BALBOA WEALTH PARTNERS
Scottsdale, AZ 85250
Some features on this profile are disabled
CRD#: 1575644
LS

Professional summary

Lesa Renee Skarlot, who also goes by Lesa Rene Lewis, Lesa Renee Richardson, is a registered financial advisor currently at BALBOA WEALTH PARTNERS, INC. located in Scottsdale, Arizona.

Lesa is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Lesa has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Lesa Rene Lewis | Lesa Renee Richardson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Lesa Renee Skarlot's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2025 - Present

BALBOA WEALTH PARTNERS, INC.

Office #1: 6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250
RIA
CRD#: 282329
Scottsdale, AZ
Past

February 23, 2023 - October 4, 2024

DYNAMIC CAPITAL INVESTMENTS, LLC

BD
CRD#: 290955
Phoenix, AZ
Past

August 11, 2003 - April 20, 2022

FFEC WEALTH PARTNERS LLC

BD
CRD#: 16507
SCOTTSDALE, AZ
Past

September 15, 1998 - August 14, 2003

PIPER SANDLER & CO.

BD
CRD#: 665
MINNEAPOLIS, MN
Past

March 31, 1997 - September 14, 1998

SIMMONS & BISHOP CO. INC.

BD
CRD#: 14300
SCOTTSDALE, AZ
Past

December 9, 1991 - March 31, 1997

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

October 11, 1988 - December 13, 1989

GLOBALVEST SECURITIES, (USA), INC

BD
CRD#: 15458
CLEARWATER, FL
Past

October 24, 1986 - October 8, 1988

AMERICAN MONEY MARKET SECURITIES, INC.

BD
CRD#: 13675

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BALBOA WEALTH PARTNERS, INC.
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL

CRD#: 282329 / SEC#: 801-107029

RIA
Registered Investment Advisory firm - (12/11/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(10/14/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/13/2025
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 3/3/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/14/2007
General Securities Principal Examination

Current Firm

BW
BALBOA WEALTH PARTNERS, INC.
BALBOA WEALTH PARTNERS, INC. | ZELKO WEALTH MANAGEMENT | WILLOW COVE | WEALTH MANAGEMENT SOLUTIONS | TOZAI WEALTH MANAGEMENT | SEASONS TWO VENTURES FUND | SB WEALTH STRATEGIES | SAM FINANCIAL GROUP | ROCKWOOD INVESTMENT COUNSEL | ROBINSON SHUMAKER WEALTH MANAGEMENT | NAUTICAL WEALTH MANAGEMENT | GATEWAY CAPITAL WEALTH | FSA INTEGRATED | ESSENTIAL RETURNS | BION CAPITAL PARTNERS | BION CAPITAL

CRD#: 282329 / SEC#: 801-107029

RIA
Registered Investment Advisory firm - (12/11/2015 Approved)
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Contact information

Main Address
6263 North Scottsdale Road Suite 265, Scottsdale, AZ 85250
Mailing Address
Phone number
(949) 445-1465
Established
Firm type
Fiscal year end
# of Employees
31

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (7/18/2025)
FORM ADV PART 2A (7/18/2025)

Regulatory assets under management

Total Number of Accounts2,068
AUM (Assets Under Management)$ 804,833,455

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

BALBOA WEALTH PARTNERS, INC.

CRD#: 282329Scottsdale, AZ 85250

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