Richard M. Collette
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Mark Collette, who also goes by Richard Collette, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1987. Richard had worked at 7 firms and has passed the Series 63, Series 7, Series 22 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2003 - June 27, 2003
FIRST AMERICAN SECURITIES, INC.
November 20, 2000 - February 6, 2001
SALOMON GREY FINANCIAL CORPORATION
September 3, 1998 - December 15, 1998
INCOME NETWORK COMPANY
May 24, 1996 - September 19, 1996
WORLD INVEST CORPORATION
January 21, 1993 - April 24, 1995
INCOME NETWORK COMPANY
January 3, 1991 - March 19, 1991
TEXAS SECURITIES, INC.
September 21, 1987 - December 20, 1988
L.M. DREW & ASSOCIATES
January 12, 1987 - October 14, 1987
ALAMO SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST AMERICAN SECURITIES, INC.
CRD#: 35841 / SEC#: 801-61017, 8-47094
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
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