Peter F. Mcaleer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Peter Felix Mcaleer JR was a registered financial professional .
Peter is a previously registered financial professional and started their career in finance in 1987. Peter had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 20, 2009 - November 29, 2019
CANTELLA & CO., INC.
October 20, 2009 - November 29, 2019
CANTELLA & CO., INC.
February 24, 2000 - November 9, 2009
JANNEY MONTGOMERY SCOTT LLC
January 7, 2000 - November 9, 2009
JANNEY MONTGOMERY SCOTT LLC
October 13, 1994 - December 17, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 17, 1992 - October 17, 1994
RODMAN & RENSHAW INC.
January 19, 1987 - March 24, 1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CANTELLA & CO., INC.
CRD#: 13905 / SEC#: 801-60841, 8-23904
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,665 |
| AUM (Assets Under Management) | $ 1,929,399,963 |
Disclosures
| Regulatory Event | 19 |
| Civil Event | 1 |
| Arbitration | 6 |
| Bond | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/27/2023 | ||
| 11/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
