Cris D. Sagnelli
Professional summary
Cris David Sagnelli was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Cris is a previously registered financial professional and started their career in finance in 1987. Prior to being barred, Cris had worked at 18 firms, which includes WORLD TRADE FINANCIAL CORPORATION, EQUITRADE SECURITIES CORPORATION, PACIFIC CORTEZ SECURITIES INCORPORATED, EURO-ATLANTIC SECURITIES INC., TOLUCA PACIFIC SECURITIES CORP., CORTLANDT CAPITAL CORPORATION, D. BLECH & COMPANY INCORPORATED, J. GREGORY & COMPANY INC., PRIVATE INVESTORS CARTEL LTD., FLEMMING ANDERSON COHEN & LEE INC., TUSCANY EQUITY MANAGEMENT CORPORATI0N, J. W. GANT & ASSOCIATES INC., M. D. HUDSON & CO. INC., KIMBRIDGE & CO. INC., U.S. ADVISORS INC., HANIFEN IMHOFF SECURITIES CORP., GRAYSTONE NASH INC., THE DAVID-MAXWELL COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 28, 2002 - August 13, 2002
WORLD TRADE FINANCIAL CORPORATION
February 7, 2000 - April 18, 2000
EQUITRADE SECURITIES CORPORATION
August 6, 1997 - April 29, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
February 25, 1997 - April 3, 1997
EURO-ATLANTIC SECURITIES INC.
August 2, 1996 - January 30, 1997
PACIFIC CORTEZ SECURITIES INCORPORATED
December 13, 1995 - January 23, 1996
TOLUCA PACIFIC SECURITIES CORP.
December 12, 1995 - June 4, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
January 11, 1995 - June 5, 1995
CORTLANDT CAPITAL CORPORATION
June 10, 1994 - July 19, 1994
D. BLECH & COMPANY, INCORPORATED
December 21, 1992 - July 28, 1994
J. GREGORY & COMPANY, INC.
November 5, 1992 - February 18, 1993
PRIVATE INVESTORS CARTEL, LTD.
September 17, 1992 - October 9, 1992
FLEMMING, ANDERSON, COHEN & LEE, INC.
August 10, 1992 - September 21, 1992
TUSCANY EQUITY MANAGEMENT CORPORATI0N
July 9, 1992 - October 20, 1992
J. GREGORY & COMPANY, INC.
June 27, 1990 - July 29, 1992
J. W. GANT & ASSOCIATES, INC.
March 30, 1990 - July 3, 1990
M. D. HUDSON & CO., INC.
March 28, 1989 - April 25, 1990
KIMBRIDGE & CO., INC.
January 24, 1989 - April 5, 1989
U.S. ADVISORS, INC.
January 6, 1989 - February 17, 1989
HANIFEN, IMHOFF SECURITIES CORP.
October 6, 1988 - January 18, 1989
GRAYSTONE NASH, INC.
May 12, 1987 - October 12, 1988
THE DAVID-MAXWELL COMPANY, INC.
February 24, 1987 - May 18, 1987
J. W. GANT & ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WORLD TRADE FINANCIAL CORPORATION
CRD#: 42638 / SEC#: , 8-49944
Contact information
Documents
Disclosures
| Regulatory Event | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
