Thomas A. Masciarelli
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Andrew Masciarelli was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1990. Thomas had worked at 2 firms and has passed the Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2003 - December 19, 2003
VERAVEST INVESTMENTS, INC.
August 5, 1991 - June 13, 2002
VERAVEST INVESTMENTS, INC.
July 30, 1990 - August 12, 1991
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERAVEST INVESTMENTS, INC.
CRD#: 3960 / SEC#: , 8-14716
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE HANOVER INSURANCE GROUP | OWNER | |
| CRONIN, CHARLES FREDERICK | SECRETARY/CLERK | 4212484 |
| GAY, MARYANNE | CHIEF COMPLIANCE OFFICER | 3167171 |
| HUBER, J KENDALL | DIRECTOR | 2068417 |
| KIMBALL, SANDRA FLYNN | FINOP | 4805190 |
| MCGIVNEY, MARK CHRISTOPHER | DIRECTOR | 2788697 |
| SMITH, MARILYN T | DIRECTOR | 4662584 |
| TESTA, PAULA JEAN | PRESIDENT/CHIEF OPERATIONS OFFICER | 2554996 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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