Jeffrey S. Ramson
Professional summary
Jeffrey Scott Ramson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Jeffrey had worked at 7 firms, which includes THE PRO-ACTIVE EQUITIES GROUP INC., GREAT EASTERN SECURITIES INC., J.P.R. CAPITAL CORP., DUPONT SECURITIES GROUP INC., GOLDIS FINANCIAL GROUP INC., SHEARSON FINANCIAL SERVICES LLC, MURPHEY MARSEILLES SMITH & NAMMACK INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2003 - August 8, 2006
THE PRO-ACTIVE EQUITIES GROUP, INC.
September 28, 2000 - January 19, 2007
GREAT EASTERN SECURITIES, INC.
January 8, 1999 - October 16, 2000
J.P.R. CAPITAL CORP.
August 23, 1997 - December 10, 1998
DUPONT SECURITIES GROUP, INC.
February 4, 1997 - July 31, 1997
GOLDIS FINANCIAL GROUP, INC.
January 17, 1997 - March 17, 1997
SHEARSON FINANCIAL SERVICES, LLC
March 5, 1996 - November 5, 1996
MURPHEY, MARSEILLES, SMITH & NAMMACK, INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 11/21/2000
Limited Representative-Equity Trader ExamCurrent Firm
THE PRO-ACTIVE EQUITIES GROUP, INC.
CRD#: 124579 / SEC#: , 8-65695
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
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