Syngon L. Hare
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Syngon Lewis Hare, who also goes by Sy Hare, was a registered financial professional .
Syngon is a previously registered financial professional and started their career in finance in 1986. Syngon had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 53, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2007 - February 16, 2016
SL HARE CAPITAL, INC.
November 15, 1996 - January 18, 2008
CHATSWORTH SECURITIES LLC
September 11, 1995 - June 12, 1996
WR LAZARD, LAIDLAW INCORPORATED
March 10, 1992 - August 15, 1995
LUTHER, SMITH & SMALL, INC.
April 5, 1991 - October 14, 1991
CUCHARA RESOURCES, INC.
November 22, 1989 - April 3, 1991
LUTHER, SMITH & SMALL, INC.
October 23, 1986 - January 21, 1987
FIRST STRATA CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 28
Date: 10/4/1996
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
SL HARE CAPITAL, INC.
CRD#: 143019 / SEC#: , 8-67518
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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