Gary Kaufman
Professional summary
Gary Kaufman is a registered financial professional currently at TANGENT CAPITAL PARTNERS, LLC located in Short Hills, New Jersey.
Gary is registered as a RR (Registered Representative) and started their career in finance in 1986. Gary has worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gary Kaufman's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 4, 2017 - Present
TANGENT CAPITAL PARTNERS, LLC
November 27, 2009 - August 12, 2015
AVM, L.P.
June 3, 2009 - September 5, 2017
NORFOLK MARKETS, LLC
December 4, 1998 - May 28, 2009
UBS SECURITIES LLC
November 29, 1993 - January 9, 1997
DB ALEX. BROWN LLC
September 16, 1987 - July 19, 1989
CITIGROUP GLOBAL MARKETS INC.
October 29, 1986 - July 31, 1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/4/2017)
(8/4/2017)
(8/4/2017)
(8/4/2017)
(10/16/2017)
(1/30/2024)
Exams
FINRA
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
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