Kevin P. Chiappetta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kevin Paul Chiappetta was a registered financial professional .
Kevin is a previously registered financial professional and started their career in finance in 1986. Kevin had worked at 6 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 3, 2005 - February 17, 2015
BALANCE SHEET SOLUTIONS LLC
June 4, 2004 - December 20, 2012
BALANCE SHEET SOLUTIONS LLC
August 14, 2002 - May 14, 2004
ROBERT W. BAIRD & CO. INCORPORATED
September 7, 1995 - January 23, 1996
A. G. EDWARDS & SONS, INC.
January 10, 1989 - September 16, 1993
FIRSTAR INVESTMENT SERVICES,INC.
October 19, 1987 - July 12, 1988
PRUDENTIAL EQUITY GROUP, LLC
October 24, 1986 - October 12, 1987
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
BALANCE SHEET SOLUTIONS LLC
CRD#: 124786 / SEC#: 801-63345, 8-65727
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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