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Janet Marie Vandenbark

CRD# 1574430·Registered 1987 - 2009
Previously Registered: Being a previously registered professional could mean that Janet is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Janet Marie Vandenbark was a registered financial advisor. Janet was a previously registered financial professional and started their career in finance 1987 - 2009. Janet had worked at 3 firms and has passed the Series 63, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
RIA
Detroit, MI
April 17, 2009 - October 14, 2009
AMERIPRISE ADVISOR SERVICES, INC.·CRD# 5979
BD
Detroit, MI
March 13, 2009 - October 14, 2009
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
April 1, 2003 - July 3, 2006
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
RIA
Atlanta, GA
September 21, 2000 - January 9, 2013
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
October 26, 1999 - February 17, 2000
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Atlanta, GA
January 21, 1987 - January 9, 2013

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Current Firm

AA
AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC. | OLDE DISCOUNT CORPORATION | OLDE & CO., INCORPORATED | H&R BLOCK FINANCIAL ADVISORS, INC.

CRD#: 5979 / SEC#: 8-16752
BD
Terminated by SEC on 02/01/2010

Contact Information

Established

Michigan since 12/10/1970

Firm Type

Corporation

Fiscal Year End

April

Documents

Direct owners and executive officers

NamePositionCRD#
AMPF HOLDING CORPORATIONSHAREHOLDER—
ANDREW, DAVID CRESWELLCHIEF LEGAL OFFICER, SENIOR VICE PRESIDENT2984773
CLIFFORD, TIMOTHY JOHNVP, ENTERPRISE SCALE & TAX PARTNERING1061464
CRACCHIOLO, JAMES MICHAELDIRECTOR4251944
DOYLE, DAVID TIMOTHYVICE PRESIDENT, CHIEF COMPLIANCE OFFICER2552281
FILDES, LISA SUESECRETARY1596975
FROUDE, DONALD EPRESIDENT, CEO, DIRECTOR1002120
GESCHKE, DAVID EDWARDSVP, CHIEF OPERATING OFFICER, DIVISIONAL DIRECTOR, DIRECTOR1618774
MCASKIN, DAN MICHAELVICE PRESIDENT, DIRECTOR OF OPERATIONS, DIRECTOR1099566
O'CONNELL, PATRICK HUGHSVP, DIVISIONAL DIRECTOR2246285
SCHERMAN, JEFFREY JOSEPHCFO4338820
SMITH, ERNEST ROBERTVICE PRESIDENT2362379
SWEENEY, JOSEPH EDWARDDIRECTOR4668713
TOWNSEND, MICHAEL WILLIAMVP, DIVISIONAL DIRECTOR2244230

Disclosures

Regulatory Event

58

Arbitration

165

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1986About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jan 1987About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Aug 1996About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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