Sheryl K. Altfillisch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheryl Kathleen Altfillisch, who also goes by Sheryl Knight, was a registered financial professional .
Sheryl is a previously registered financial professional and started their career in finance in 1987. Sheryl had worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2020 - April 11, 2023
MODERN CAPITAL SECURITIES INC.
September 14, 2004 - December 4, 2018
MODERN CAPITAL SECURITIES INC.
July 7, 2004 - December 31, 2019
MODERN CAPITAL SECURITIES INC.
May 24, 2001 - December 31, 2003
SENTRA SECURITIES CORPORATION
November 16, 1998 - June 9, 1999
SENTRA SECURITIES CORPORATION
August 14, 1990 - October 2, 1990
HOLFORD SECURITIES (U.S.), INC.
August 8, 1988 - November 16, 1998
UNITED PACIFIC SECURITIES, INC.
January 29, 1987 - May 19, 1988
GRANITE CAPITAL
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
MODERN CAPITAL SECURITIES INC.
CRD#: 130876 / SEC#: , 8-66403
Contact information
FINRA licenses (34 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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