Drew J. Bottaro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Drew James Bottaro was a registered financial professional .
Drew is a previously registered financial professional and started their career in finance in 2004. Drew had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2012 - August 21, 2018
WESTON SECURITIES CORPORATION
November 15, 2011 - August 21, 2018
WASHINGTON TRUST ADVISORS
December 17, 2004 - October 15, 2010
CALIBRE ADVISORY SERVICES INC.
May 26, 2004 - December 16, 2004
TANAGER FINANCIAL SERVICES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WESTON SECURITIES CORPORATION
CRD#: 15743 / SEC#: , 8-32664
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WASHINGTON TRUST BANCORP, INC. | PARENT COMPANY | |
| ADEDUJI, OLALEKAN | PRESIDENT, CHIEF COMPLIANCE OFFICER, SECRETARY AND CLERK | 5614532 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
