Michael J. Giarla
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Giarla, who also goes by Michael Giarla, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1994. Michael had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 3 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 16, 2013 - January 21, 2016
AMUNDI DISTRIBUTORS USA, LLC
January 21, 1999 - December 31, 1999
FORESIDE FUNDS DISTRIBUTORS LLC
September 15, 1994 - December 31, 1998
FPS BROKER SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AMUNDI DISTRIBUTORS USA, LLC
CRD#: 152399 / SEC#: , 8-68450
Contact information
Documents
Direct owners and executive officers
Red Flags
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