Buchanan M. Lilley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Buchanan Morgan Lilley, who also goes by Buck Lilley, was a registered financial professional .
Buchanan is a previously registered financial professional and started their career in finance in 1986. Buchanan had worked at 5 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 15, 2017 - October 31, 2023
SEAPORT GLOBAL SECURITIES LLC
March 1, 2011 - November 10, 2017
IMPERIAL CAPITAL, LLC
January 8, 2009 - March 10, 2011
CF GLOBAL TRADING, LLC
December 11, 1997 - April 7, 2008
CITIGROUP GLOBAL MARKETS INC.
October 22, 1986 - September 1, 1998
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
SEAPORT GLOBAL SECURITIES LLC
CRD#: 116270 / SEC#: , 8-53535
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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