SH
Seyed Ahmad Hashemian
CENTAURUS FINANCIAL
Albuquerque, NM 87111
Some features on this profile are disabled
CRD#: 1574079
SH
Professional summary
Seyed Ahmad Hashemian, who also goes by Ahmad Hashemian, Seyed Ahmad Hashemian, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Albuquerque, New Mexico.
Seyed Ahmad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1987. Seyed Ahmad has worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ahmad Hashemian | Seyed Ahmad Hashemian
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CAPITAL RISK SERVICES, NON-INVESTMENT RELATED, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM, 87111, CAPTIVE INSURANCE FOR PERSONAL LIABILITY INSURANCE OF AHMAD HASHEMIAN ONLY, PRESIDENT, SINCE 4/27/2015, DEVOTED TIME IS 1 HR A MONTH, MANAGEMENT AND INSURANCE FUND REVIEW. 2. SUMMIT, LLC, MANAGING PARTNER, BOARD MEMBER, SINCE 6/30/1998, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, TRAILER PARK/MOBILE/MANAGEMENT, DEVOTED TIME IS 2 HRS A MONTH, NON-INVESTMENT RELATED. 3. PARS, LLC, MANAGING PARTNER, BOARD MEMBER, SINCE 1/1/1997, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, COMMERCIAL PROPERTY RENTAL MANAGEMENT, DEVOTED TIME IS 5 HRS A MONTH, NON-INVESTMENT RELATED. 4. NASEEM, LLC, MANAGING PARTNER, BOARD MEMBER, SINCE 6/1/2003, AT 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, COMMERCIAL PROPERTY RENTAL MANAGEMENT, DEVOTED TIME IS 3 HRS A MONTH, NON-INVESTMENT RELATED. 5. DBA CAPITAL ASPECTS, MANAGING MEMBER, SINCE 9/1/1978, 11601 MONTGOMERY BLVD., NE, ALBUQUERQUE, NM 87111, PRODUCER/AGENT FOR VARIOUS LIFE, HEALTH, DI, LTC CARRIERS EITHER DIRECTLY OR VIA A GA/MGA/IMO, DEVOTED TIME IS 80 HRS A MONTH, NON-INVESTMENT RELATED. 6. KINETIC AGENCY, NON-INVESTMENT RELATED, 1055 W. 7TH ST., SUITE #3260, LOS ANGELES, CA 90017, IMO, AGENT, SINCE 3/1/2013, DEVOTED TIME IS ONE HOUR A MONTH, FIXED INSURANCE SALES. 7. BOARD MEMBER, BROOKHOLLOW OFFICE PARK ASSOCIATION, 1516 BROOKHOLLOW DRIVE, #B, SANTA ANA, CA 92705. NON INVESTMENT RELATED SINCE 8/2020 AND I SPEND APPROX. ONE HOUR PER MONTH ON THIS ACTIVITY. 8. TRUCHOICE FINANCIAL GROUP POSITION: Agent NATURE: IMO INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2006 ADDRESS: 1000 Voorhees Drive, N/A, Voorhees NJ 8043, United States DESCRIPTION: general agent 9. NEW FIRST FINANCIAL RESOURCES POSITION: General Agent NATURE: General Agent for sale of fixed life insurance. Insurance producer groupwith annual Membership Dues. No authority or managerial duties, membership dues equal less than 1% ownership. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2012 ADDRESS: 100 Spectrum Center Drive, Suite 400, Irvine CA 92618, United States DESCRIPTION: General Agent 10. ZIA GLOBAL LLC POSITION: Managing Member NATURE: Owning life insurance on managing member. Potentially holding land assets of managing member. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/07/2008 ADDRESS: 11601 Montgomery Blvd NE, ALBUQUERQUE NM 87111, United States DESCRIPTION: Managing Member, sole member
CRS (Client Relationship Summary) - RIA
Click below to view Seyed Ahmad Hashemian's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Seyed Ahmad Hashemian's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 5, 2009 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 11601 Montgomery Blvd., Ne, Albuquerque, NM 87111Office #2: 1502 E. Warner Avenue Suite #e, Santa Ana, CA 92705RIA
BD
CRD#: 30833
Albuquerque, NM
Current
October 6, 2009 - Present
CENTAURUS FINANCIAL, INC.
Office #1: 11601 Montgomery Blvd., Ne, Albuquerque, NM 87111Office #2: 1502 E. Warner Avenue Suite #e, Santa Ana, CA 92705RIA
BD
CRD#: 30833
Albuquerque, NM
Past
May 30, 2008 - October 7, 2009
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
ALBUQUERQUE, NM
Past
January 1, 2007 - October 29, 2009
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
CHESTERFIELD, MO
Past
August 14, 2001 - January 3, 2007
FFP ADVISORY SERVICES INC
RIA
CRD#: 110778
ALBUQUERQUE, NM
Past
September 27, 1996 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
ALBUQUERQUE, NM
Past
July 22, 1987 - August 13, 1996
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(9/18/2024)
RR
California(10/7/2009)
IAR
California(11/5/2009)
RR
Kentucky(9/30/2024)
RR
Louisiana(10/6/2009)
RR
Nevada(6/2/2022)
RR
New Mexico(11/23/2009)
IAR
New Mexico(11/23/2009)
RR
Ohio(10/13/2016)
RR
Texas(1/4/2010)
IAR
Texas(2/7/2012)
IAR
Washington(2/17/2012)
RR
Wyoming(6/23/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CENTAURUS FINANCIAL, INC.
CRD#: 30833Albuquerque, NM 87111TRUST BUT VERIFY
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