Bonnie B. Belskis

CONFLUENCE INVESTMENT MANAGEMENT LLC

Naperville, IL

Some features on this profile are disabled

CRD#: 1573667

Professional summary

Bonnie Beth Belskis, CFP®, who also goes by Bonnie Beth Moskovitz, Nee Moskovitz, is a registered financial advisor currently at CONFLUENCE INVESTMENT MANAGEMENT LLC located in Naperville, Illinois.

Bonnie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1988. Bonnie has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bonnie Beth Moskovitz | Nee Moskovitz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bonnie Beth Belskis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 24, 2018 - Present

CONFLUENCE INVESTMENT MANAGEMENT LLC

RIA

CRD#: 146019

Naperville, IL

Past

September 30, 2011 - August 2, 2017

FIRST TRUST ADVISORS LP

RIA

CRD#: 107027

WHEATON, IL

Past

April 7, 2008 - August 2, 2017

FIRST TRUST PORTFOLIOS L.P.

CRD#: 28519

WHEATON, IL

Past

November 13, 2002 - July 24, 2006

CALAMOS ADVISORS LLC

RIA

CRD#: 105758

NAPERVILLE, IL

Past

November 13, 2002 - July 24, 2006

CALAMOS FINANCIAL SERVICES LLC

CRD#: 19850

NAPERVILLE, IL

Past

May 1, 2002 - September 4, 2002

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Past

November 15, 2001 - September 4, 2002

HARRISDIRECT LLC

RIA

CRD#: 42159

CHICAGO, IL

Past

August 27, 2001 - May 1, 2002

HARRIS INVESTORLINE INC.

CRD#: 6362

SEATTLE, WA

Past

January 27, 1994 - June 22, 2000

NUVEEN SECURITIES, LLC

CRD#: 469

CHICAGO, IL

Past

November 21, 1991 - July 23, 1993

CAPITAL BROKERAGE CORPORATION

CRD#: 10465

GLEN ALLEN, VA

Past

March 1, 1991 - January 10, 1992

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

November 23, 1988 - April 6, 1989

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONFLUENCE INVESTMENT MANAGEMENT LLC

CONFLUENCE CAPITAL MANAGEMENT LLC | CONFLUENCE INVESTMENT MANAGEMENT LLC | CONFLUENCE INVESTMENT ADVISORS LLC

CRD#: 146019 / SEC#: 801-68723

RIA

Registered Investment Advisory firm - (1/10/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/24/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/26/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/19/1988

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/2/1999

General Securities Principal Examination

Current Firm

CONFLUENCE INVESTMENT MANAGEMENT LLC

CONFLUENCE CAPITAL MANAGEMENT LLC | CONFLUENCE INVESTMENT MANAGEMENT LLC | CONFLUENCE INVESTMENT ADVISORS LLC

CRD#: 146019 / SEC#: 801-68723

RIA

Registered Investment Advisory firm - (1/10/2008 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

20 Allen Avenue, Ste 300, Saint Louis, MO 63119

Mailing Address

Phone number

(314) 743-5090

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CONFLUENCE DISCLOSURE BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	16,134
AUM (Assets Under Management)	$ 7,251,904,123

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Bonnie B. Belskis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bonnie Beth Belskis's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST TRUST ADVISORS LP

FIRST TRUST PORTFOLIOS L.P.

CALAMOS ADVISORS LLC

CALAMOS FINANCIAL SERVICES LLC

HARRISDIRECT LLC

HARRISDIRECT LLC

HARRIS INVESTORLINE INC.

NUVEEN SECURITIES, LLC

CAPITAL BROKERAGE CORPORATION

LPL FINANCIAL LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CONFLUENCE INVESTMENT MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/1997

Series 63

Date: 6/26/1993

SIE

Date: 8/2/2017

Series 7

Date: 11/19/1988

Series 24

Date: 12/2/1999

Current Firm

CONFLUENCE INVESTMENT MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CONFLUENCE INVESTMENT MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

Similar Advisors