Antonio Disorbo

CONNECTICUT WEALTH MANAGEMENT

Farmington, CT 06032-1911

Some features on this profile are disabled

CRD#: 1573665

Professional summary

Antonio Disorbo, who also goes by Tony Disorbo, is a registered financial advisor currently at CONNECTICUT WEALTH MANAGEMENT, LLC located in Farmington, Connecticut.

Antonio is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Antonio has worked at 7 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tony Disorbo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 11/07/2008: Disorbo Property Management, LLC - Partner - NOT INV REL - At Reported Business Location(s) - Family owned property management company - 1% Time Spent (2) 02/09/2016: No Business Name - Notary - NOT INV REL - Start 02/27/2004 - 152 Simsbury Road, Avon, CT 06001 - Act as notary generally for clients that need paperwork notarized. I do not charge for this service. - 0 Hr/Mo

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Disorbo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 16, 2020 - Present

CONNECTICUT WEALTH MANAGEMENT, LLC

Office #1: 281 Farmington Avenue, Farmington, CT 06032-1911

RIA

CRD#: 154310

Farmington, CT

Past

August 21, 2017 - July 2, 2019

LPL FINANCIAL LLC

RIA

CRD#: 6413

AVON, CT

Past

December 8, 2009 - October 4, 2020

NEW ENGLAND CAPITAL PLANNERS, INC.

RIA

CRD#: 109708

AVON, CT

Past

February 5, 2009 - September 8, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

AVON, CT

Past

February 5, 2009 - September 8, 2020

LPL FINANCIAL LLC

CRD#: 6413

AVON, CT

Past

July 8, 2000 - February 6, 2009

OSAIC FS, INC.

CRD#: 3870

FARMINGTON, CT

Past

February 28, 2000 - January 2, 2009

DBIA, LLC.

RIA

CRD#: 125659

FARMINGTON, CT

Past

September 28, 1995 - July 8, 2000

POLARIS FINANCIAL SERVICES, INC.

CRD#: 14521

CONCORD, NH

Past

December 8, 1986 - October 13, 1995

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CONNECTICUT WEALTH MANAGEMENT, LLC

CRD#: 154310 / SEC#: 801-73061

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

Connecticut

Registered Investment Advisory firm - (2/16/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(9/16/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/30/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/5/1986

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/2002

General Securities Principal Examination

Current Firm

CONNECTICUT WEALTH MANAGEMENT, LLC

CRD#: 154310 / SEC#: 801-73061

RIA

Registered Investment Advisory firm - (2/3/2012 Approved)

Connecticut

Registered Investment Advisory firm - (2/16/2012 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

281 Farmington Avenue, Farmington, CT 06032-1911

Mailing Address

Phone number

(860) 470-0290

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CTWM FORM ADV PART 2A - MARCH 2025 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,737
AUM (Assets Under Management)	$ 3,708,773,192

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/25/2025	Cover Page	Report
10/02/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Samuel Kaplowitz

BREACHWAY INVESTMENTS, LLC

IAR

West Hartford, CT

Richard Rake

FINANCIAL RESOURCES GROUP, LLC

IAR

GLASTONBURY, CT

Michael Chadwick

FISCAL WISDOM WEALTH MANAGEMENT LLC

IAR

Canton, CT

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Antonio Disorbo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Antonio Disorbo's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

NEW ENGLAND CAPITAL PLANNERS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FS, INC.

DBIA, LLC.

POLARIS FINANCIAL SERVICES, INC.

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

CONNECTICUT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/24/1992

SIE

Date: 10/1/2018

Series 7

Date: 1/30/1997

Series 6

Date: 12/5/1986

Series 24

Date: 12/3/2002

Current Firm

CONNECTICUT WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CONNECTICUT WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors