Desmond Brivik
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Desmond Brivik was a registered financial professional .
Desmond is a previously registered financial professional and started their career in finance in 1987. Desmond had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 2015 - December 31, 2015
COASTAL FINANCIAL ADVISERS LLC
September 23, 2009 - December 31, 2012
COASTAL FINANCIAL ADVISORS LLC
January 15, 1999 - April 16, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
July 7, 1998 - April 16, 2002
IDS LIFE INSURANCE COMPANY
July 7, 1998 - April 16, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
February 6, 1996 - August 12, 1997
GEORGE K. BAUM & COMPANY
August 21, 1990 - July 10, 1991
DAIN RAUSCHER INCORPORATED
March 10, 1989 - August 16, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
February 29, 1988 - March 7, 1989
LEHMAN BROTHERS INC.
February 28, 1988 - March 7, 1989
LEHMAN BROTHERS INC.
March 17, 1987 - August 16, 1990
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COASTAL FINANCIAL ADVISERS LLC
CRD#: 174287 / SEC#:
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
