Jeffrey T. Maierhofer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Maierhofer was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1986. Jeffrey had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 14, 2012 - July 19, 2018
THE WHARTON ADVISORY GROUP, LLC
May 10, 2012 - October 2, 2018
LPL FINANCIAL LLC
May 28, 2004 - May 11, 2012
WELLS FARGO CLEARING SERVICES, LLC
November 7, 1994 - June 3, 2004
MORGAN STANLEY DW INC.
July 19, 1991 - November 7, 1994
PRUDENTIAL EQUITY GROUP, LLC
November 21, 1986 - July 30, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
THE WHARTON ADVISORY GROUP, LLC
CRD#: 120522 / SEC#: 801-61238
Contact information
Red Flags
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