Barry L. Zimney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Barry Lee Zimney, who also goes by Barry L Zimney, was a registered financial professional .
Barry is a previously registered financial professional and started their career in finance in 1986. Barry had worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2015 - December 31, 2015
BMS FINANCIAL ADVISORS, LLC
March 12, 2008 - December 31, 2015
RUSHMORE FINANCIAL MANAGEMENT
January 11, 1993 - December 31, 1996
SECURITIES AMERICA, INC.
February 10, 1992 - December 15, 1992
SIGNAL SECURITIES, INC.
November 25, 1986 - February 28, 1990
DAIN RAUSCHER INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BMS FINANCIAL ADVISORS, LLC
CRD#: 134738 / SEC#: 801-79498
Contact information
Regulatory assets under management
| Total Number of Accounts | 2,292 |
| AUM (Assets Under Management) | $ 387,987,280 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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