Karaikurichi N. Sundararajan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karaikurichi N Sundararajan, who also goes by K N Sundararajan, K.n. Sundararajan, Karakurchi N Sundararajan, Karakurchi Nambi Sundararajan, Sundar Raj Sundararajan, was a registered financial professional .
Karaikurichi is a previously registered financial professional and started their career in finance in 1986. Karaikurichi had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2014 - January 3, 2017
EAGLE STRATEGIES LLC
June 6, 2014 - January 3, 2017
NYLIFE SECURITIES LLC
February 24, 2004 - May 4, 2007
BARCLAYS CAPITAL INC.
March 3, 1999 - March 5, 2004
J.P. MORGAN SECURITIES LLC
November 18, 1986 - March 24, 1997
CITICORP SECURITIES, INC.
Primary Firm SEC Registration
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
State Registrations and Notice Filings
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Exams
Current Firm
EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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