Lori G. Stober
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Gail Stober, who also goes by Lori Gail Schmitt, was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 1996. Lori had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 17, 2011 - February 28, 2012
ACCELERATED CAPITAL GROUP
December 6, 2010 - August 15, 2011
CYGNI SECURITIES, LLC
May 26, 2010 - January 6, 2011
THE TIBERIUS QUALIFIED MASTER FUND LTD.
February 5, 2008 - December 26, 2008
CYGNI SECURITIES, LLC
January 11, 2006 - December 20, 2006
LEDGEMONT CAPITAL MARKETS LLC
February 11, 2002 - January 6, 2006
DAVIS, MENDEL & REGENSTEIN, INC.
April 21, 1999 - March 8, 2001
CYGNI SECURITIES, LLC
March 21, 1996 - April 21, 1997
RIVERBANK SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ACCELERATED CAPITAL GROUP
CRD#: 41270 / SEC#: , 8-49347
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STEVENS, JODI KAYE | ASSIGNEE FOR STRONGBOW/CCO | 7028802 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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