William K. Weber

COHEN & COMPANY SECURITIES

BOCA RATON, FL 33431

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CRD#: 1573129

Professional summary

William Kenneth Weber is a registered financial professional currently at COHEN & COMPANY SECURITIES, LLC located in Boca Raton, Florida.

William is registered as a RR (Registered Representative) and started their career in finance in 2003. William has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Kenneth Weber's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 3, 2024 - Present

COHEN & COMPANY SECURITIES, LLC

Office #1: 1800 N. Military Trail Suite 450, Boca Raton, FL 33431

CRD#: 149758

BOCA RATON, FL

Past

November 22, 2022 - June 27, 2024

INSPEREX LLC

CRD#: 101420

DELRAY BEACH, FL

Past

June 16, 2020 - November 18, 2022

CANTELLA & CO., INC.

CRD#: 13905

Bradenton, FL

Past

March 30, 2020 - June 12, 2020

KOVACK SECURITIES INC.

CRD#: 44848

Bradenton, FL

Past

May 8, 2019 - March 30, 2020

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Bradenton, FL

Past

September 15, 2014 - January 24, 2019

BREAN CAPITAL, LLC

CRD#: 23723

NEW YORK, NY

Past

December 3, 2013 - September 10, 2014

DREXEL HAMILTON, LLC

CRD#: 143570

NEW YORK, NY

Past

September 27, 2011 - November 4, 2013

GUGGENHEIM SECURITIES, LLC

CRD#: 40638

NEW YORK, NY

Past

December 12, 2003 - September 27, 2011

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(6/3/2024)

New York
(6/3/2024)

Exams

State Security Law Exam

Series 63

Date: 12/29/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2003

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

COHEN & COMPANY SECURITIES, LLC

CRD#: 149758 / SEC#: , 8-68186

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

3 Columbus Circle 24th Floor, New York, NY 10019

Mailing Address

3 Columbus Circle 24th Floor, New York, NY 10019

Phone number

(646) 792-5600

Established

Delaware since 12/05/2008

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
J.V.B. FINANCIAL GROUP HOLDINGS, LP.	SOLE MEMBER
BRAFMAN, LESTER RAYMOND	CHIEF EXECUTIVE OFFICER	1895749
BURKLIN, STEPHAN GEORGE	EXECUTIVE VICE PRESIDENT	1808970
LISTMAN, DOUGLAS	CFO	5894307
VACCA, KATHARINE ELIZABETH	CHIEF COMPLIANCE OFFICER	1821586

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William K. Weber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Kenneth Weber's CRS (Customer Relationship Summary).

Certified licenses

Experience

INSPEREX LLC

CANTELLA & CO., INC.

KOVACK SECURITIES INC.

CUSO FINANCIAL SERVICES, L.P.

BREAN CAPITAL, LLC

DREXEL HAMILTON, LLC

GUGGENHEIM SECURITIES, LLC

KEEFE, BRUYETTE & WOODS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/29/2003

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2003

FINRA

Nasdaq Stock Market

Current Firm

COHEN & COMPANY SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

COHEN & COMPANY SECURITIES, LLC

TRUST BUT VERIFY

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