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Jacqueline Ann Murphy

CRD# 1572945·Registered 1987 - 2011
Previously Registered: Being a previously registered professional could mean that Jacqueline is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Jacqueline Ann Murphy, who also goes by Jacqueline Ann Peninger, was a registered financial advisor. Jacqueline was a previously registered financial professional and started their career in finance 1987 - 2011. Jacqueline had worked at 3 firms and has passed the Series 63, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Jacqueline Ann Peninger

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

39 years in the financial services industry

Current & Past Employments

COYLE SECURITIES, L.L.C.·CRD# 43804
BD
Glenview, IL
August 14, 2008 - November 30, 2011
COYLE·CRD# 110593
RIA
Glenview, IL
March 14, 2006 - December 15, 2016
BERKSHIRE EQUITY SALES, INC.·CRD# 87
BD
January 14, 1987 - January 29, 1987

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Current Firm

CS
COYLE SECURITIES, L.L.C.

COYLE SECURITIES, L.L.C.

CRD#: 43804 / SEC#: 8-50430
BD
Terminated by SEC on 12/08/2012

Contact Information

Established

Delaware since 05/12/1997

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
COYLE, KEVIN THOMASCEO, PRESIDENT, CFO, & MANAGING MEMBER1877243
KLABEN, GARY WMEMBER1482457
KELLY, EDWARD JOSEPH JRVICE PRESIDENT, CCO , MUNICIPAL PRINCIPAL & MEMBER1629002

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2008About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 2008About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jan 1987About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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JM
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