Michael J. Bader
Professional summary
Michael Jason Bader was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael Jason Bader was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1986. Michael had worked at 14 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 23, 2008 - March 9, 2011
GRANT WILLIAMS L.P.
June 5, 2007 - February 21, 2008
STIFEL, NICOLAUS & COMPANY, INCORPORATED
May 7, 2002 - June 5, 2007
RYAN BECK & CO.
February 6, 2001 - May 15, 2002
GRUNTAL & CO., L.L.C.
November 20, 1998 - February 6, 2001
MORGAN STANLEY DW INC.
October 14, 1994 - December 3, 1998
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 29, 1992 - October 3, 1994
CIBC WORLD MARKETS CORP.
May 8, 1991 - October 20, 1992
MORGAN STANLEY DW INC.
February 5, 1990 - May 16, 1991
LEHMAN BROTHERS INC.
January 31, 1989 - January 27, 1990
J. T. MORAN & CO., INC.
October 31, 1988 - February 11, 1989
BAILEY, MARTIN & APPEL, INC.
February 29, 1988 - September 20, 1988
R.C. STAMM & CO., INC.
October 21, 1987 - February 1, 1988
PRUDENTIAL EQUITY GROUP, LLC
March 17, 1987 - October 9, 1987
PHILIPS, APPEL & WALDEN, INC.
October 31, 1986 - March 7, 1987
GLICKENHAUS & CO. - NEW JERSEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GRANT WILLIAMS L.P.
CRD#: 45961 / SEC#: , 8-51249
Contact information
FINRA licenses (20 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PORTFOLIO SOLUTIONS LLC | SHAREHOLDER | |
| GRANT, STEVEN TAYLOR | PRESIDENT, CEO, CCO, CFO | 826826 |
| GRW, INC. | GENERAL PARTNER |
Disclosures
| Regulatory Event | 2 |
Red Flags
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