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MJ

Maryann T. Jecewiz

Some features on this profile are disabled
CRD#: 1572666
MJ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Maryann Theresa Jecewiz was a registered financial professional .

Maryann is a previously registered financial professional and started their career in finance in 1986. Maryann had worked at 11 firms and has passed the Series 63, Series 7 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

November 13, 2008 - April 15, 2010

RAVEN SECURITIES CORP.

BD
CRD#: 35201
NEW YORK, NY
Past

July 28, 2008 - May 1, 2014

EASTGATE SECURITIES, LLC

BD
CRD#: 146671
NEW YORK, NY
Past

August 1, 2006 - November 11, 2008

RAVEN SECURITIES CORP.

BD
CRD#: 35201
NEW YORK, NY
Past

June 14, 2006 - January 22, 2007

CLANCY FINANCIAL SERVICES, INC.

BD
CRD#: 133379
NEW YORK, NY
Past

June 13, 2006 - February 9, 2007

DERMOTT W. CLANCY CORP.

BD
CRD#: 37451
NEW YORK, NY
Past

March 20, 2006 - May 20, 2009

COHEN CAPITAL GROUP, LLC

BD
CRD#: 43418
NEW YORK, NY
Past

December 16, 2003 - October 12, 2005

GLOBAL DIRECT EQUITIES, LLC

BD
CRD#: 124514
NEW YORK, NY
Past

November 11, 2003 - October 24, 2005

Z&Z SECURITIES INC.

BD
CRD#: 44377
NEW YORK, NY
Past

October 7, 2003 - December 3, 2003

D.R. SAUL & CO., INC.

BD
CRD#: 33045
NEW YORK, NY
Past

May 29, 1991 - July 8, 2003

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

BD
CRD#: 3466
NEW YORK, NY
Past

May 9, 1990 - May 8, 1991

HIRSHON, ROTH & CO.

BD
CRD#: 2213
Past

October 22, 1986 - November 1, 1989

WALSH, GREENWOOD & CO.

BD
CRD#: 8068
GREENWICH, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/19/1986
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 10/18/1986
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/22/2003
Financial and Operations Principal Examination

Current Firm

RS
RAVEN SECURITIES CORP.
RAVEN SECURITIES CORP.

CRD#: 35201 / SEC#: , 8-40372

BD
Terminated by SEC on 02/26/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 09/21/1988
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SIONY, BENJAMINCEO, CCO, MANAGING DIRECTOR AND SHAREHOLDER5751160
GETTENBERG, JASON SCOTTCHIEF FINANCIAL OFFICER/COO4427007

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RAVEN SECURITIES CORP.

CRD#: 35201

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