Adriane P. Evans
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Adriane Patmagrian Evans, who also goes by Adriane I. Evans, Adriane P. Evans, Adriane Isabella Patmagrian, was a registered financial professional .
Adriane is a previously registered financial professional and started their career in finance in 1986. Adriane had worked at 10 firms and has passed the Series 63, Series 52TO, Series 72, SIE, Series 50, Series 7 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 4, 2020 - September 12, 2025
HILLTOP SECURITIES INC.
August 3, 2020 - August 5, 2020
TRUIST SECURITIES, INC.
January 2, 2013 - August 3, 2020
BB&T SECURITIES, LLC
October 19, 2011 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
October 29, 2010 - October 7, 2011
STERN BROTHERS & CO.
July 5, 2000 - April 26, 2010
B. C. ZIEGLER AND COMPANY
September 23, 1997 - June 28, 2000
LEGG MASON WOOD WALKER, INCORPORATED
November 10, 1994 - November 22, 1995
BANC OF AMERICA SECURITIES LLC
November 24, 1992 - July 7, 1994
FIRST UNION CAPITAL MARKETS CORP.
January 1, 1992 - December 9, 1992
BANC OF AMERICA SECURITIES LLC
October 22, 1986 - January 1, 1992
SOVRAN INVESTMENT CORPORATION
Primary Firm SEC Registration
HILLTOP SECURITIES INC.
CRD#: 6220 / SEC#: 801-55529, 8-45123
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 72
Date: 1/2/2023
Government Securities Representative ExaminationCurrent Firm
HILLTOP SECURITIES INC.
CRD#: 6220 / SEC#: 801-55529, 8-45123
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HILLTOP SECURITIES HOLDINGS, LLC | PARENT | |
| ALEXANDER, LAURA BONNELL | BOARD DIRECTOR | 2900382 |
| BARTOLOTTA, MICHAEL GEORGE | BOARD DIRECTOR | 1620103 |
| COYA, SCOTT ANDREW | CHIEF COMPLIANCE OFFICER | 2511281 |
| EDGE, JOSEPH MICHAEL | CHIEF FINANCIAL OFFICER | 4326551 |
| EDGE, JOSEPH MICHAEL | BOARD DIRECTOR | 4326551 |
| LEVENTHAL, LAURA | BOARD DIRECTOR | 1175259 |
| LEVENTHAL, LAURA | TREASURER/CHIEF ACCOUNTING OFFICER/PRINCIPAL FINANCIAL OFFICER | 1175259 |
| MEDANICH, DAVID KING | BOARD DIRECTOR | 1030727 |
| MUSCHALEK, JOHN RICHARD | BOARD DIRECTOR | 2226859 |
| PINEDA, ROMEO LINSANGAN | PRINCIPAL OPERATIONS OFFICER | 2193669 |
| SOBEL, JONATHAN SCOTT | CHAIRMAN | 1540818 |
| WINGES, MARTIN BRADLEY | CEO/PRESIDENT/DIRECTOR | 1929509 |
| WITTNEBEN, BRIAN LANE | GENERAL COUNSEL/SECRETARY | 4861905 |
Regulatory assets under management
| Total Number of Accounts | 5,181 |
| AUM (Assets Under Management) | $ 2,254,166,069 |
Disclosures
| Regulatory Event | 56 |
| Arbitration | 22 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2025 | ||
| 07/26/2024 | ||
| 07/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
