Avery A. Prkna
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Avery Anthony Prkna, AIF®, who also goes by Avery Anthony Cannaday, Avery Anthony Deuel, was a registered financial professional .
Avery is a previously registered financial professional and started their career in finance in 1987. Avery had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 26, 2017 - August 27, 2025
VERDENCE CAPITAL ADVISORS, LLC
February 17, 2012 - June 30, 2017
HIGHTOWER ADVISORS, LLC
February 17, 2012 - June 30, 2017
HIGHTOWER SECURITIES, LLC
February 22, 2008 - February 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 22, 1987 - February 21, 2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
VERDENCE CAPITAL ADVISORS, LLC
CRD#: 288512 / SEC#: 801-110722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERDENCE CAPITAL ADVISORS, LLC
CRD#: 288512 / SEC#: 801-110722
Contact information
SEC notice filing (26 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,206 |
| AUM (Assets Under Management) | $ 3,912,055,977 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 09/11/2024 | ||
| 01/03/2024 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
