William E. Mcintyre
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Edward Mcintyre, who also goes by Bill Mcintyre, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1987. William had worked at 7 firms and has passed the Series 63, Series 7TO, Series 52TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2024 - October 6, 2025
CAPFINANCIAL SECURITIES, LLC.
February 14, 2017 - December 31, 2020
TRUSTCORE INVESTMENTS LLC
June 9, 2004 - August 8, 2015
ROBERT W. BAIRD & CO. INCORPORATED
July 3, 2000 - August 8, 2015
ROBERT W. BAIRD & CO. INCORPORATED
May 17, 1996 - July 6, 2000
J.C. BRADFORD & CO.
February 5, 1996 - May 16, 1996
SOUTHTRUST SECURITIES, LLC
March 5, 1993 - May 10, 1996
BANK SOUTH SECURITIES CORPORATION
May 6, 1992 - June 9, 1992
BANK SOUTH SECURITIES CORPORATION
January 21, 1987 - April 18, 1990
WILLIAM R. HOUGH & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 12/5/2023
General Securities Representative ExaminationSeries 52TO
Date: 12/5/2023
Municipal Securities Representative ExaminationCurrent Firm
CAPFINANCIAL SECURITIES, LLC.
CRD#: 126291 / SEC#: , 8-65870
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE CAPFINANCIAL GROUP, LLC | MEMBER | |
| BUCHANAN, DENISE MCGEE | CCO/MUNI PRINCIPAL/SENIOR DIRECTOR/FINOP/PFO/POO | 1284353 |
| EARLS, MARY CHRISTINE | SENIOR DIRECTOR/FINOP | 6178047 |
| HOYLE, WILSON SMITH III | MANAGING DIRECTOR | 2444392 |
| SHOFF, DERICK DON | MANAGING DIRECTOR | 1140640 |
| STROTHER, MICHAEL DAVID | SENIOR DIRECTOR, FINOP | 2457427 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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