Svend A. Tranberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Svend Aage Tranberg, who also goes by Svend A Tranberg, was a registered financial professional .
Svend is a previously registered financial professional and started their career in finance in 1987. Svend had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2019 - February 16, 2020
VERITY ASSET MANAGEMENT
April 18, 2019 - February 16, 2020
VERITY INVESTMENTS, INC.
March 5, 2008 - April 27, 2017
VALIC FINANCIAL ADVISORS, INC.
August 14, 2001 - December 31, 2001
THE VARIABLE ANNUITY MARKETING COMPANY
August 14, 2001 - April 27, 2017
VALIC FINANCIAL ADVISORS, INC.
November 9, 2000 - January 23, 2001
GARDNER RICH, L.L.C.
August 14, 1997 - September 26, 2000
VALIC FINANCIAL ADVISORS, INC.
March 13, 1987 - September 26, 2000
THE VARIABLE ANNUITY MARKETING COMPANY
Primary Firm SEC Registration
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITY ASSET MANAGEMENT
CRD#: 158667 / SEC#: 801-66730
Contact information
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 7,199 |
| AUM (Assets Under Management) | $ 1,041,329,944 |
Red Flags
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