Carsten M. Henningsen

PROGRESSIVE INVESTMENT MANAGEMENT

Lake Oswego, OR 97034

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CRD#: 1571524

Professional summary

Carsten Michael Henningsen is a registered financial advisor currently at PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION located in Lake Oswego, Oregon.

Carsten is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Carsten has worked at 5 firms and has passed the Series 63, SIE, Series 6, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ELIZABETH HENNINGSEN REVOCABLE TRUST, OPERATES FROM THEIR HOME ADDRESS. AN INVESTMENT RELATED RENTAL PROPERTY BUSINESS OPERATES WITHIN THE TRUST. CARSTEN HENNINGSEN IS A CO-TRUSTEE. IT WAS CREATED ON MARCH 20, 2013. HE WORKS 1 HOUR PER MONTH DURING NON-SECURITIES TRADING HOURS AND DOES NOT RECEIVE A SALARY. CARSTEN SERVES AS AN ADVISOR ON THE BUSINESS ACTIVITIES TO ELIZABETH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carsten Michael Henningsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 1988 - Present

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

Office #1: 310 N. State Street Suite 214, Lake Oswego, OR 97034

RIA

CRD#: 107777

Lake Oswego, OR

Past

October 4, 2001 - December 31, 2014

QUASAR DISTRIBUTORS, LLC

CRD#: 103848

PORTLAND, ME

Past

September 30, 1999 - October 4, 2001

FIRST FUND DISTRIBUTORS, INC.

CRD#: 27038

PHOENIX, AZ

Past

March 10, 1995 - January 16, 1997

WALNUT STREET SECURITIES, INC.

CRD#: 15840

EL SEGUNDO, CA

Past

October 22, 1986 - March 10, 1995

PARNASSUS FUNDS DISTRIBUTOR, LLC

CRD#: 15883

PORTLAND, ME

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

PORTFOLIO 21 | PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION | PROGRESSIVE INVESTMENT MANAGEMENT CORP | PROGRESSIVE INVESTMENT MANAGEMENT | PORTFOLIO 21 INVESTMENTS, INC

CRD#: 107777 / SEC#: 801-32066

RIA

Registered Investment Advisory firm - (2/28/1988 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/23/2020)

IAR

Oregon
(5/13/1988)

IAR

Texas
(4/11/2022)

IAR

Washington
(4/17/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/29/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 12/31/2014

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/27/1999

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 7

Date: 10/21/1989

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/18/1988

Investment Company Products/Variable Contracts Principal Examination

Current Firm

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

PORTFOLIO 21 | PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION | PROGRESSIVE INVESTMENT MANAGEMENT CORP | PROGRESSIVE INVESTMENT MANAGEMENT | PORTFOLIO 21 INVESTMENTS, INC

CRD#: 107777 / SEC#: 801-32066

RIA

Registered Investment Advisory firm - (2/28/1988 Approved)

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Contact information

Main Address

310 N. State Street Suite 214, Lake Oswego, OR 97034

Mailing Address

Phone number

(503) 224-7828

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROGRESSIVE ADV 2A (3/14/2025)

Regulatory assets under management

Total Number of Accounts	475
AUM (Assets Under Management)	$ 700,322,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Carsten M. Henningsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carsten Michael Henningsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUASAR DISTRIBUTORS, LLC

FIRST FUND DISTRIBUTORS, INC.

WALNUT STREET SECURITIES, INC.

PARNASSUS FUNDS DISTRIBUTOR, LLC

Primary Firm SEC Registration

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/29/1999

SIE

Date: 12/31/2014

Series 6

Date: 9/27/1999

Series 7

Date: 10/21/1989

Series 26

Date: 4/18/1988

Current Firm

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROGRESSIVE INVESTMENT MANAGEMENT CORPORATION

TRUST BUT VERIFY

Contact information

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