Susan M. Cornick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Susan Marie Cornick was a registered financial professional .
Susan is a previously registered financial professional and started their career in finance in 1999. Susan had worked at 2 firms and has passed the Series 65, Series 63 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2002 - November 17, 2025
BRANZAN INVESTMENT ADVISORS, INC.
January 1, 1999 - January 13, 2021
WEALTH MANAGEMENT CONSULTANTS INC
Primary Firm SEC Registration
BRANZAN INVESTMENT ADVISORS, INC.
CRD#: 120783 / SEC#: 801-66261
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 9/22/1986
Non-Member General Securities ExaminationCurrent Firm
BRANZAN INVESTMENT ADVISORS, INC.
CRD#: 120783 / SEC#: 801-66261
Contact information
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 114,761,548 |
Red Flags
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