Susan M. Cornick

BRANZAN INVESTMENT ADVISORS

Boulder, CO

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CRD#: 1571345

Professional summary

Susan Marie Cornick is a registered financial advisor currently at BRANZAN INVESTMENT ADVISORS, INC. located in Boulder, Colorado.

Susan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Susan has worked at 2 firms and has passed the Series 65, Series 63 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SUSAN M. CORNICK HAS BEEN ENGAGED AS AN INDEPENDENT CONTRACTOR PROVIDING INVESTMENT RESEARCH, PORTFOLIO MANAGEMENT SERVICES,ADMINISTRATION AND TRADING SERVICES TO INVESTMENT ADVISORS, TRUSTEES AND TRUST COMPANIES SINCE 02/1994. HER ADDRESS IS 3395 EVERETT DRIVE,BOULDER, CO 80305

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Marie Cornick's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 1, 2002 - Present

BRANZAN INVESTMENT ADVISORS, INC.

RIA

CRD#: 120783

Boulder, CO

Past

January 1, 1999 - January 13, 2021

WEALTH MANAGEMENT CONSULTANTS INC

RIA

CRD#: 107199

DENVER, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRANZAN INVESTMENT ADVISORS, INC.

CRD#: 120783 / SEC#: 801-66261

RIA

Registered Investment Advisory firm - (4/21/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(8/1/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/6/1986

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 2

Date: 9/22/1986

Non-Member General Securities Examination

Current Firm

BRANZAN INVESTMENT ADVISORS, INC.

CRD#: 120783 / SEC#: 801-66261

RIA

Registered Investment Advisory firm - (4/21/2006 Approved)

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Contact information

Main Address

10288 W Chatfield Ave Ste 300, Littleton, CO 80127

Mailing Address

Phone number

(303) 292-9224

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/27/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 103,957,677

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Susan M. Cornick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Susan Marie Cornick's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRANZAN INVESTMENT ADVISORS, INC.

WEALTH MANAGEMENT CONSULTANTS INC

Primary Firm SEC Registration

BRANZAN INVESTMENT ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/1992

Series 63

Date: 10/6/1986

Series 2

Date: 9/22/1986

Current Firm

BRANZAN INVESTMENT ADVISORS, INC.

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRANZAN INVESTMENT ADVISORS, INC.

TRUST BUT VERIFY

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