Thomas P. Brady

BRADY FAMILY WEALTH

Saint Louis, MO 63144

Some features on this profile are disabled

CRD#: 1571308

Professional summary

Thomas Patrick Brady, CFP® is a registered financial advisor currently at BRADY FAMILY WEALTH, LLC located in Saint Louis, Missouri.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Thomas has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

CO TRUSTEE FOR CHILDREN, INVESTMENT RELATED, 4 HOURS PER MONTH, ST LOUIS MO, START 02/20/2013

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Brady's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

October 8, 2021 - Present

BRADY FAMILY WEALTH, LLC

Office #1: 1401 South Brentwood Blvd. Suite 880, Saint Louis, MO 63144

RIA

CRD#: 315635

Saint Louis, MO

Past

April 24, 2013 - October 28, 2021

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

FRONTENAC, MO

Past

January 1, 2008 - October 28, 2021

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

FRONTENAC, MO

Past

November 8, 2001 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRADY FAMILY WEALTH, LLC

CRD#: 315635 / SEC#: 801-122035

RIA

Registered Investment Advisory firm - (8/6/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Missouri
(10/8/2021)

IAR

Texas
(12/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/23/2004

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/5/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/7/2001

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 9/22/1986

National Commodity Futures Examination

Current Firm

BRADY FAMILY WEALTH, LLC

CRD#: 315635 / SEC#: 801-122035

RIA

Registered Investment Advisory firm - (8/6/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1401 South Brentwood Blvd. Suite 880, Saint Louis, MO 63144

Mailing Address

Phone number

(314) 919-9151

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRADY FAMILY WEALTH WRAP BROCHURE (3/6/2025)

BRADY FAMILY WEALTH ADV PART 2A BROCHURE (3/6/2025)

Regulatory assets under management

Total Number of Accounts	243
AUM (Assets Under Management)	$ 306,356,990

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Aaron Ungerer

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IAR

Frontenac, MO

Dalton Stockton

WELLS FARGO CLEARING SERVICES, LLC

IAR

ST. LOUIS, MO

Michael Etheridge

CORNERSTONE WEALTH MANAGEMENT, LLC

IAR

ST. PETERS, MO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas P. Brady

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Patrick Brady's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

Primary Firm SEC Registration

BRADY FAMILY WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/23/2004

Series 63

Date: 12/5/2001

SIE

Date: 10/1/2018

Series 7

Date: 11/7/2001

Series 3

Date: 9/22/1986

Current Firm

BRADY FAMILY WEALTH, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRADY FAMILY WEALTH, LLC

TRUST BUT VERIFY

Similar Advisors