Peter L. Roselle

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CRD#: 1571280

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Louis Roselle was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 1986. Peter had worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

June 11, 2018 - March 21, 2024

ARKOS GLOBAL ADVISORS, LLC

RIA

CRD#: 287466

BASKING RIDGE, NJ

Past

June 1, 2009 - May 2, 2018

MORGAN STANLEY

RIA

CRD#: 149777

SHREWSBURY, NJ

Past

June 1, 2009 - May 2, 2018

MORGAN STANLEY

CRD#: 149777

SHREWSBURY, NJ

Past

September 12, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

MORRISTOWN, NJ

Past

September 12, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

MORRISTOWN, NJ

Past

October 14, 2003 - September 17, 2007

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

BERNARDSVILLE, NJ

Past

November 27, 2000 - September 17, 2007

A. G. EDWARDS & SONS, INC.

CRD#: 4

BERNARDSVILLE, NJ

Past

March 8, 2000 - November 30, 2000

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

May 3, 1999 - August 26, 1999

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 1, 1998 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

March 21, 1997 - May 3, 2000

T.R. WINSTON & COMPANY, LLC

CRD#: 10571

BEDMINSTER, NJ

Past

July 8, 1996 - March 21, 1997

SECURITIES AMERICA, INC.

CRD#: 10205

LAVISTA, NE

Past

October 13, 1992 - July 23, 1996

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

December 6, 1991 - October 13, 1992

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

Past

November 14, 1989 - November 25, 1991

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Past

October 22, 1986 - November 21, 1989

SUMMIT EQUITIES, INC.

CRD#: 11039

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARKOS GLOBAL ADVISORS, LLC

ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC

CRD#: 287466 / SEC#: 801-110406

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/23/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/2/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/2/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/29/2007

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 10/18/1986

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 4/29/2009

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 4/14/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 8/15/1996

General Securities Principal Examination

Current Firm

ARKOS GLOBAL ADVISORS, LLC

ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC

CRD#: 287466 / SEC#: 801-110406

RIA

Registered Investment Advisory firm - (4/14/2017 Approved)

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Contact information

Main Address

4400 Post Oak Pkwy Ste. 1950, Houston, TX 77027

Mailing Address

Phone number

(346) 352-2360

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARKOS ADV2A BROCHURE (4/24/2025)

Regulatory assets under management

Total Number of Accounts	1,229
AUM (Assets Under Management)	$ 1,109,378,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Peter L. Roselle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

APW CAPITAL, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

T.R. WINSTON & COMPANY, LLC

SECURITIES AMERICA, INC.

GUARDIAN INVESTOR SERVICES LLC

NYLIFE SECURITIES LLC

HORNOR, TOWNSEND & KENT, LLC

SUMMIT EQUITIES, INC.

Primary Firm SEC Registration

ARKOS GLOBAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/23/2007

Series 63

Date: 2/2/1987

SIE

Date: 5/2/2018

Series 31

Date: 11/29/2007

Series 7

Date: 10/18/1986

Series 9

Date: 4/29/2009

Series 10

Date: 4/14/2009

Series 24

Date: 8/15/1996

Current Firm

ARKOS GLOBAL ADVISORS, LLC

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARKOS GLOBAL ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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