Philip F. Scherello
Professional summary
Philip Francis Scherello was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Philip is a previously registered financial professional and started their career in finance in 2001. Prior to being barred, Philip had worked at 7 firms, which includes MOMENTIX CAPITAL INC., VELOCITY CAPITAL LLC, INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC, JEFFERIES LLC, NOMURA SECURITIES INTERNATIONAL INC., J.P. MORGAN SECURITIES INC., J. P. MORGAN ADVISORY SERVICES INC..
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 23, 2019 - March 9, 2020
MOMENTIX CAPITAL, INC.
November 30, 2017 - February 13, 2018
VELOCITY CAPITAL, LLC
February 4, 2013 - March 18, 2016
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
May 5, 2008 - September 11, 2012
JEFFERIES LLC
October 5, 2004 - June 27, 2007
NOMURA SECURITIES INTERNATIONAL, INC.
August 28, 2002 - October 1, 2004
J.P. MORGAN SECURITIES INC.
January 24, 2001 - March 7, 2001
J. P. MORGAN ADVISORY SERVICES INC.
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Exams
Current Firm
MOMENTIX CAPITAL, INC.
CRD#: 20130 / SEC#: , 8-38086
Contact information
Disclosures
| Regulatory Event | 5 |
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