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Gregory Mark Kuss

CRD# 1571120·Registered 1986 - 2006
Previously Registered: Being a previously registered professional could mean that Gregory is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Gregory Mark Kuss was a registered financial advisor. Gregory was a previously registered financial advisor and started their career in finance 1986 - 2006. Gregory had worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

40 years in the financial services industry

Current & Past Employments

FFP ADVISORY SERVICES INC·CRD# 110778
RIA
Green Bay, WI
December 17, 2003 - September 26, 2006
FFP SECURITIES, INC.·CRD# 16337
BD
Green Bay, WI
November 20, 2003 - September 26, 2006
PAN-AMERICAN INVESTMENT ADVISERS, INC.·CRD# 111107
RIA
Green Bay, WI
December 3, 2001 - December 5, 2003
PAN-AMERICAN FINANCIAL ADVISERS·CRD# 15578
BD
New Orleans, LA
September 10, 2001 - November 21, 2003
MORGAN STANLEY DW INC.·CRD# 7556
BD
Purchase, NY
July 10, 1997 - May 9, 2001
DAIN RAUSCHER INCORPORATED·CRD# 7600
BD
November 16, 1993 - June 25, 1997
WELLS FARGO CLEARING SERVICES, LLC·CRD# 19616
BD
St. Louis, MO
March 13, 1992 - November 29, 1993
LEHMAN BROTHERS INC.·CRD# 7506
BD
New York, NY
May 14, 1988 - March 23, 1992
E. F. HUTTON & COMPANY INC·CRD# 235
BD
October 24, 1986 - May 14, 1988

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Current Firm

No current employment

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 1996About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1986About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Nov 1986About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1986About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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