Gregory M. Kuss
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Mark Kuss was a registered financial advisor .
Gregory is a previously registered financial advisor and started their career in finance in 1986. Gregory had worked at 9 firms and has passed the Series 65, Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 17, 2003 - September 26, 2006
FFP ADVISORY SERVICES INC
November 20, 2003 - September 26, 2006
FFP SECURITIES, INC.
December 3, 2001 - December 5, 2003
PAN-AMERICAN INVESTMENT ADVISERS, INC.
September 10, 2001 - November 21, 2003
PAN-AMERICAN FINANCIAL ADVISERS
July 10, 1997 - May 9, 2001
MORGAN STANLEY DW INC.
November 16, 1993 - June 25, 1997
DAIN RAUSCHER INCORPORATED
March 13, 1992 - November 29, 1993
WELLS FARGO CLEARING SERVICES, LLC
May 14, 1988 - March 23, 1992
LEHMAN BROTHERS INC.
October 24, 1986 - May 14, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current firm
No current employment
Red Flags
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