Mark K. Hawkins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Kevin Hawkins was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 1986. Mark had worked at 10 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2011 - August 2, 2016
HAWKINS ADVISORY SERVICES, LLC
October 21, 2004 - October 21, 2011
INVESTACORP ADVISORY SERVICES INC
October 13, 2004 - October 20, 2011
INVESTACORP, INC.
July 28, 2004 - October 5, 2004
MORGAN KEEGAN & COMPANY, LLC
July 28, 2004 - October 5, 2004
MORGAN KEEGAN & COMPANY, LLC
May 6, 2003 - August 5, 2004
UNION PLANTERS INVESTMENT ADVISORS, INC.
April 21, 2003 - August 5, 2004
PFIC SECURITIES CORPORATION
January 9, 2002 - April 14, 2003
HUNTLEIGH SECURITIES CORPORATION
November 16, 1993 - January 14, 2002
LPL FINANCIAL LLC
March 10, 1987 - November 23, 1993
MARK TWAIN BROKERAGE SERVICES, INC.
October 22, 1986 - November 20, 1986
BLINDER, ROBINSON & CO., INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HAWKINS ADVISORY SERVICES, LLC
CRD#: 159266 / SEC#:
Contact information
Red Flags
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