Patrick C. Guinet
Professional summary
Patrick Claude Robert Guinet, CIMA®, who also goes by Patrick Claude Guinet, is a registered financial advisor currently at GUARDIAN FINANCIAL PARTNERS, LLC located in Orange, California.
Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1986. Patrick has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Patrick Claude Robert Guinet's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2017 - Present
GUARDIAN FINANCIAL PARTNERS, LLC
Office #1: 635 E. Chapman Ave., Orange, CA 92866July 1, 2003 - May 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
July 1, 2003 - May 1, 2017
WELLS FARGO CLEARING SERVICES, LLC
October 31, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
October 31, 1994 - July 1, 2003
PRUDENTIAL EQUITY GROUP, LLC
November 21, 1986 - November 2, 1994
KIDDER, PEABODY & CO. INCORPORATED
Primary Firm SEC Registration
GUARDIAN FINANCIAL PARTNERS, LLC
CRD#: 287652 / SEC#: 801-110423
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(4/28/2017)
(4/28/2017)
Exams
Current Firm
GUARDIAN FINANCIAL PARTNERS, LLC
CRD#: 287652 / SEC#: 801-110423
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 796 |
| AUM (Assets Under Management) | $ 835,534,646 |
Red Flags
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