Christopher Hammond Bartlett Ii
Professional Summary
Christopher Hammond Bartlett II, who also goes by Chris Bartlett, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1986 - 2016. Christopher had worked at 8 firms and has passed the SIE, Series 55, Series 7, Series 9, Series 10 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Bartlett
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
40 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
BROWN ADVISORY SECURITIES, LLC | BROWNIA SECURITIES, LLC
Contact Information
Main Address
901 South Bond Street Suite 400, Baltimore, MD 21231-3340Phone Number
(410) 537-5400Established
Maryland since 02/19/2002Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
10Documents
Part 2 Brochures
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
393AUM (Assets Under Management)
$392,032,102Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Mar 2000Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2003About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Nov 2003About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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